Proprietary Funds Investment Policy and Guidelines Analyst
Company: EDWARD JONES
Location: Columbia
Posted on: January 25, 2023
Job Description:
At Edward Jones, we help clients achieve their serious,
long-term financial goals by understanding their needs and
implementing tailored solutions. To ensure a personal client
experience, we have located our 15,000+ branch offices where our
more than 7 million clients live and work.
In a typical branch office, a financial advisor meets with clients
and receives branch office support, so they can focus on building
deep relationships with clients. Headquarters associates in St.
Louis, Tempe and Mississauga provide support and expertise to help
U.S. and Canada branch teams deliver an ideal client experience. We
continue to grow to meet the needs of long-term individual
investors.The Proprietary Funds Valuation & Execution team is
responsible for overseeing and executing daily investment
operations functions of the Bridge Builder Mutual Funds and Edward
Jones Money Market Fund, as well as providing meaningful
contributions to the evolution of features and benefits to improve
the funds experience and deliver value to our clients. As a member
of the team, you will be interacting with multiple asset management
teams and service providers in the industry, as well as stakeholder
across Edward Jones.
Responsibilities include -
Work with Edward Jones Portfolio
Managers, Investment Manager Research Analysis, and Compliance team
members to build and maintain investment policy guidelines.Partner
with subadvisers and proprietary funds administrators to implement
investment guideline restriction monitoring through Charles
River.Lead the evolution of the business line oversight process,
including tools and technology used to aid in the management and
accuracy of investment policy guidelines.Perform daily investment
restriction analysis and monitoring to ensure that proprietary
funds are in compliance with the Investment Company Act of 1940,
and the funds' prospectusResolve issues in partnership with
portfolio managers, and external partnersAssess and analyze
regulatory changes and associated impact to investment guidelines
in partnership with Edward Jones Legal and Compliance associates.
Bachelor's degree in accounting,
finance, economics, mathematics or related fieldSecurities licenses
Series 7 and Series 66 required within 6 months of hireThree years
of related experienceExperience and knowledge of investment
management data and / or technology, including security reference
data, pricing and valuation processes and trading dataKnowledge of
Investment Company Act of 1940 and/or Investment Advisors Act is a
plus, as well as ability to interpret investment policies expressed
in mutual fund prospectusesExperience with an asset manager or
asset management services firm and utilizing investment compliance
monitoring or trading tools is a plusExperience and knowledge of
market data applications, including Bloomberg, IDC Vantage and
Charles River
- 100 Best Workplaces for Millennials in 2022, published Fortune
July 2022, Great Places to Work - data as of March 2022.
Compensation provided for using, not obtaining, the rating.
- Edward Jones was recognized as one of the Best Workplaces for
Millennials by Great Places to Work - and Fortune - magazine. The
privately held firm ranked No. 2 overall, in its fourth appearance
on the list.2022 Fortune Best Workplaces for Women, published
September 2022, research by Great Places to Work -, data as of
August 2021. Compensation provided for using, not obtaining, the
rating.
Edward Jones has been named to the
2022 Best Workplaces for Women list by Great Places to Work - and
Fortune - magazine, ranking No. 45.2022 Fortune's 100 Best
Companies to Work For, published April 2022, research by Great
Place to Work -, data as of August 2021. Compensation provided for
using, not obtaining, the rating.
For the 23rd time, Edward Jones has
earned a spot on the Fortune 100 Best Companies to Work For -
ranking by Great Places to Work - and Fortune - magazine. Edward
Jones ranked No. 35 on the prestigious 2022 list.2022 Best Places
to Work For LGBTQ+ Equality, Great Place to Work - in partnership
with Human Rights Campaign Foundation, published Equity Magazine
January 2022, data as of July 2021. Compensation provided for
using, not obtaining, the rating.
Edward Jones scored 100 percent on
the Human Rights Campaign Foundation's 2022 Corporate Equality
Index (CEI) the nation's foremost benchmarking survey and report
measuring corporate policies and practices related to LGBTQ+
workplace equality. The ranking designated Jones as one of the best
places to work for LGBTQ+Equality.Edward Jones does not
discriminate on the basis of race, color, gender, religion,
national origin, age, disability, sexual orientation, pregnancy,
veteran status, genetic information or any other basis prohibited
by applicable law.At Edward Jones, we value and respect our
associates and their contributions, and we recognize individual
efforts through a rewards program that promotes a long-term career,
financial security and well-being. to learn more about our total
compensation approach, which in addition to base salary, typically
includes benefits, bonuses and profit sharing. The salary range for
this role is based on national data and actual pay is based on
skills, experience, education, and other relevant factors for a
potential new associate:
Salary: $66379 - $109459
Category: Headquarters
Keywords: EDWARD JONES, Columbia , Proprietary Funds Investment Policy and Guidelines Analyst, Professions , Columbia, South Carolina
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